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241 entries found on 13 pages. starting on record 41 ending on 60

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Title: Report : activities of the IFRS Enforcers in Europe in 2013
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/551
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Data securityFinancial marketdata
Subject: Public finance. TaxationFinancial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority
Title: Opinion : Voting Procedures for CCP colleges under EMIR
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/576
Language: en
Subject: Public finance. Taxation
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Summary of conclusions : board of supervisors [meeting 19/03/14]
Author (Corp. Body): European Securities and Markets Authority
Year: unknown
ISBN / ISSN / Kat.Nr: ESMA/2014/BS/60
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Public finance. TaxationFinancial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : implementation of the Regulation (EU) No 462/2013 on Credit Rating Agencies
Abstract
The updated Q&A provides clarifications regarding the publication of sovereign ratings and conflict of interests concerning investments in CRAs.The purpose of this Q&A is to provide clarity on the requirements and practice in the application of the CRA Regulation and in particular, the CRA 3 Regulation (Regulation (EU) No 462/2013 of 21 May 2013). This document is intended to be continually edited and updated as and when new questions are received. In such cases, the date on which each section was last amended is included for ease of reference.[Author vide Copyright]
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: unknown
ISBN / ISSN / Kat.Nr: ESMA/2014/578
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Exchangecredit institution
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets (http://www.esma.europa.eu/)
Title: Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating
agencies
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/544
Language: en
Ressource: Einzelne Urteilstexte
Keyword: stock exchangefinancial market
Subject: Financing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Advice to ESMA : Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on major shareholdings
and indicative list of financial instruments subject to notification requirements under the revised Transparency
Directive
Author (Corp. Body): European Securities and Markets Authority | Securities and Markets Stakeholder Group
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/SMSG/030
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial marketstock exchangetransparency
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Multilateral memorandum of understanding on cooperation arrangements and exchange of information
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/608
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial marketdata exchangeinformation exchange
Subject: Public finance. TaxationFinancial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: The systemic dimension of hedge fund illiquidity and prime brokerage
Abstract
We analyse the potentially vulnerable and systemically relevant financial intermediation chain established by hedge funds and prime brokers. Our dataset covers the 306 largest global hedge funds and their prime brokers over the period July 2001 to December 2011. The study illustrates that hedge funds and prime brokers act as complementary trading partners in normal times. However, we observe that this form of financial intermediation may be severely impaired in times of market distress. This can be explained by the hoarding of liquid securities by prime brokers who are eager to avert runs by their clients.[Author vide Copyright]
Author: Hespeler, Frank
Series Title: European Securities and Markets Authority - ESMA working paper ; 2014,2
Publisher: European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/ WP-2014-2
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: Financial intermediationFinancial marketHedge fundinvestment policybonds or stocks
Subject: Investments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authortity (http://www.esma.europa.eu/)
Title: Monitoring the european CDS market through networks : implications for contagion risks
Abstract
Based on a unique data set referencing exposures on single name credit default swaps (CDS) on European reference entities, we study the structure and the topology of the European CDS market and its evolution from 2008 to 2012, resorting to network analysis. The structural features revealed show bilateral CDS exposures describing growing scale-free networks whose highly interconnected hubs constitute both a strength and weakness for the stability of the system. The potential “super spreaders” of financial contagion, identified as the most interconnected participants, consist mostly of banks. For some of them net notional exposures may be particularly large relative to their total common equity. Our findings also point to the importance of some non-dealer/non-bank participants belonging to the shadow banking system.[Author vide Copyright]
Author: Clerc, Laurent
Series Title: European Securities and Markets Authority / ESMA working paper ; 2014,1
Publisher: European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: WP-2014-1
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: Financial marketCreditCredit insurance
Subject: Financing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Jahresbericht 2012
Title (other): Annual report 2012 | Rapport annuel 2012
Series Title: European Securities and Markets Authority - Annual and half-yearly reports ; 2012
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA 2012 DE | ESMA 2012 | ESMA 2012 FR
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: financial market
Subject: Financing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Review on the application of accounting requirements for business combinations in IFRS financial statements
Abstract
This report evaluates the consistency of application of key requirements of IFRS 3 - Business Combina-tions and how compliant and entity-specific IFRS 3 disclosures are in the 2012 annual IFRS financial statements of a sample of 56 issuers in the European Union (EU). It also includes other IFRS 3 issues identified as part of the enforcement experience of European national enforcers (European Enforcers) that participate in the European Enforcers Coordination Sessions (EECS).Transparency of financial information is of paramount importance for investment decisions. Considering the significant impact that business combinations usually have on financial statements, ESMA decided to anticipate the upturn in merger and acquisitions by conducting a limited review of the application of the IFRS 3 requirements and drawing conclusions which should be further considered by issuers in future financial statements. In addition, taking into account that the International Accounting Standards Board (IASB) is performing a Post Implementation Review (PIR) in this area, ESMA believes that this report will assist the IASB in identifying areas where IFRS 3 leads to divergence in practice or lack of comparability and where, therefore, additional clarification or guidance would be helpful in achieving the objectives of the standard.Overall, the results of the review show that some good business combination disclosures were provided. However, ESMA identified certain areas where improvements are necessary. The items below emerged as being the most significant, but the report also provides ESMA's views on other issues such as: mandatory tender offers (MTOs), the definition of a business and adjustments to fair value amounts during the meas-urement period.[Author vide Copyright]
Series Title: ESMA reports
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/643
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: FinancingFinancial markettransparency
Subject: Public finance. TaxationFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Information on shareholder cooperation and acting in concert under the Takeover Bids Directive – 1st update
Abstract
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members.The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA.[Author vide Copyright]
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/677
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Stakeholderstakeholder approach
Subject: Financing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and
trade repositories (EMIR)
Abstract
The Q&A’s purpose is to promote common supervisory approaches and practices in the application of EMIR. It provides responses to questions posed by the general public, market participants and competent authorities. The Q&As are aimed at national competent authorities to ensure convergent supervisory activities. It should also help investors and other market participants by providing clarity on the requirements under EMIR.This is the 9th update of the EMIR Q&A.[Author vide Copyright]
Series Title: Euroepan Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/682
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial marketInvestmentfiscal policy
Subject: Financing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities amd Markets Authority (http://www.esma.europa.eu/)
Title: Final report : Draft Regulatory Technical Standards under the CRA3 Regulation
Abstract
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies.The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: 1. disclosure requirements on structured finance instruments (SFIs); 2. the European Rating Platform (ERP); and 3. the periodic reporting on fees charged by CRAs.[Author vide Copyright]
Series Title: ESMA reports
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/685
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: financial marketfiscal policy
Subject: Public finance. TaxationFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : application of the AIFMD
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/714
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financingfinancial marketinvestmentinvestment policy
Subject: Financing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu)
Title: Summary of conclusions : management boards [meeting 18.03.2014]
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/MB/28
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Public finance. Taxation
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Enhanced protection for retail investors : MiFID II and MiFIR
Abstract
Changes are being made to a key piece of European law whose purpose is to protect you when you buy or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being updated and strengthened in some important areas and will be known as MiFID II.MiFID is central to the regulation of financial markets in the European Union. It regulates the provision of investment services in financial instruments (such as shares, bonds, derivatives and various structured products) by banks and investment firms, and the operation of traditional stock exchanges and alternative trading venues. One of its core objectives is to ensure a high degree of harmonised protection for investors in financial instruments.We highlight some of the more important changes taking place to MiFID which we think are most relevant to you as a retail investor.[Author vide Copyright]
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/726
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financingfinancial marketfiscal policyinvestmentinvestment policy
Subject: Public finance. TaxationFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Decision of the management board on the financial regulation of the European Securities and Markets Authority
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/MB/38
Language: en
Ressource: Einzelne Gesetzes-, Verordnungs- und Vertragstexte
Keyword: EU countriesFiscal Policy
Subject: Public finance. Taxation
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Decision of the management board on the implementing rules to the financial regulation of the European Securities and
Markets Authority
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/MB/39
Language: en
Ressource: Einzelne Gesetzes-, Verordnungs- und Vertragstexte
Keyword: EU countriesFinancingForeign currency translationfiscal policy
Subject: Public finance. TaxationFinancing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Position paper : Alternative Performance Measures - APM
Author (Corp. Body): European Securities and Markets Authority
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2014/SMSG/015
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: MarketRegulationfinancial market
Subject: Financing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securiies and Markets Authority (http://www.esma.europa.eu/)
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Copyright (C) 2003-2019 European Documentation Centres / Update: 09.10.2019