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241 entries found on 13 pages. starting on record 141 ending on 160

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Title (Series): ESMA report on trends, risks and vulnerabilities
Author (Corp. Body): European Securities and Markets Authority
Year: unknown (start year of the series)
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: EU countriesFinancial marketFinancial crisisFiscal PolicyInvestment policy
Subject: Financing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Trends, risks, vulnerabilities : no. 1, 2015
Series Title: European Securities and Markets Authority - ESMA report on trends, risks and vulnerabilities ; 2015,1
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/526
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: Financial market
Subject: Investments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authortity (http://www.esma.europa.eu/)
Title (Series): ESMA risk dashboard
Author (Corp. Body): European Securities and Markets Authority
Year: unknown (start year of the series)
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: EU countriesFinancial marketFinancial crisisFiscal PolicyInvestment policy
Subject: Financing. Private finance. Financial policyInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: ESMA risk dashboard : no. 1, 2015
Series Title: European Securities and Markets Authority - ESMA risk dashboard ; 2015,1
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/527
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: Financial market
Subject: Investments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authortity (http://www.esma.europa.eu/)
Title: ESMA risk dashboard : no. 1, 2013
Series Title: European Securities and Markets Authority - ESMA risk dashboard ; 2013,1
Author (Corp. Body): European Securities and Markets Authority
Year: 2013
ISBN / ISSN / Kat.Nr: ESMA/2013/213
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Investment policyRisk
Subject: Investments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu)
Title: ESMA risk dashboard : no. 2, 2013
Series Title: European Securities and Markets Authority - ESMA risk dashboard ; 2013,2
Author (Corp. Body): European Securities and Markets Authority | ESMA Economics Financial Stability Unit
Year: 2014
ISBN / ISSN / Kat.Nr: ESMA/2013/712
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Investment policyRisk
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markety Authorits (http://www.esma.europa.eu/)
Title: ESMA risk dashboard : no. 3, 2013
Series Title:European Securities and Markets Authority - ESMA risk dashboard ; 2013,3
Author (Corp. Body): European Securities and Markets Authority | ESMA Economics Financial Stability Unit
Year: 2013
ISBN / ISSN / Kat.Nr: ESMA/2013/1139
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Investment policyRisk
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: ESMA risk dashboard : no. 4, 2013
Series Title: European Securities and Markets Authority - ESMA risk dashboard ; 2013,4
Author (Corp. Body): European Securities and Markets Authority | ESMA Economics Financial Stability Unit
Year: 2013
ISBN / ISSN / Kat.Nr: ESMA/2013/1454
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Investment policyRisk
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Automated trading guidelines : ESMA peer review among National Competent Authorities
Abstract
Trading Platforms (TPs), which have automated trading members, have been the focus of increased attention in recent years. ESMA therefore decided in 2013 to conduct a peer review on the Guidelines on systems and controls in an automated trading environment for trading platforms, ESMA 2012/122 (the Guidelines). This report presents the main findings of the review and focuses (where not otherwise stated) on the twelve Competent Authorities (CAs) whose TPs experience the most significant automated trading volumes. [Author vide Copyright]
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/592
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: ExchangeFinancial marketCommercial policy
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Final report : guidelines on periodic information to be submitted to ESMA by credit rating agencies
Abstract
The European Securities and Markets Authority (ESMA) published a Consultation Paper on Guidelines on the information that should beperiodically submitted to ESMA by credit rating agencies (CRAs). In this Final Report, ESMA considers the responses received to the consultation paper during Q3 2014 and adoptsthe final guidelines. The guidelines are published under Article 16 of Regulation EU No 1095/2010 of the European Parliament and of the Council of 24 November 2010, which enables ESMA to publish guidelines addressed to financial market participants with a view to establishing consistent, efficient and effective supervisory practices. These guidelines do not apply to certified CRAs. In light of these Guidelines, CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation (ESMA/2010/944) of 30 August 2010 will no longer apply.[Author vide Copyright]
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/609
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: ExchangeFinancial marketCommercial policy
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : application of the AIFMD [march 2015 update]
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: 2015/ESMA/630
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: InvestmentInvestment policy
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : key investor information document (KIID) for UCITS [march 2015 update]
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: 2015/ESMA/631
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: InvestmentInvestment policy
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets (http://www.esma.europa.eu/)
Title: Questions and answers : implementation of the regulation (EU) No 648/2012 on OTC derivatives, central counterparties and
trade repositories (EMIR)
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: 2015/ESMA/655
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial derivative
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets (http://www.esma.europa.eu/)
Title: ESMA report on enforcement and regulatory activities of accounting enforcers in 2014
Abstract
The report provides an overview of the activities of the European Securities and Markets Authority (ESMA) and the accounting enforcers in the European Economic Area (EEA), thereafter, ‘European enforcers’, when examining compliance of financial information provided by listed issuers on regulated markets with the applicable financial reporting framework in 2014. It also provides a description of the enforcement system in Europe, the main activities performed at European level, quantitative information on enforcement activities in Europe as well as ESMA’s contribution to the development of the single rule book in the area of financial reporting.[Author vide Copyright]
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/659
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial marketinformation exchange
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: 2015 work programme of the Joint Committee of the European Supervisory Authorities
Author (Corp. Body): European Banking Authority | European Securities and Markets Authority | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC 2014 074
Ressource: Einzelne Berichte, Studien
Subject: Public finance. State aid
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Discussion paper key information documents for Packaged Retail and Insurance-based Investment Products (PRIIPs)
Abstract
The Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs Regulation)empowers the three European Supervisory Authorities (ESAs) to prepare draft Regulatory Technical Standards (RTS) in specific areas. This Discussion Paper is a preparatory step in the preparation of the RTS, setting out early thinking on the part of the ESAs and gathersfeedback and reactions from stakeholders.The PRIIPs Regulation has been introduced to improve the quality and comparability of information provided to retail investors in the European Union (EU) on often complex investment products. The need for EU action reflects the difficulties retail investors have faced in comprehending and comparing investments, hampering the emergence of efficient EU markets. The RTS will contain detailed rules on the contents and presentation of the Key Information Documents (KIDs), including calculation ethodologies and presentation templates necessary for a summary risk indicator, performance scenarios, and cost disclosures. The measures should be designed to be engaging for retail investors, and to help them better comprehend and compare the many different products that fall within the scope of the PRIIPs Regulation.The RTS will also address measures on the revision, review and republication of the KID, and on the timing of delivery of the KID to the retail investor.[Author vide Copyright]
Author (Corp. Body): European Banking Authority | European Securities and Markets Authority | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC/DP/2014/02
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisioninformation exchange
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Joint guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination
arrangements for financial conglomerates
Author (Corp. Body): European Securities and Markets Authority | European Banking Authority | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC/GL/2014/01
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervision
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Draft regulatory technical standards on risk concentration and intra-group transactions under Article 21a (1a) of
Directive 2002/87/EC (Financial Conglomerates Directive)
Author (Corp. Body): European Securities and Markets Authority | European Banking Authority | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC 2014 092
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Discussion paper : the use of credit ratings by financial intermediaries Article 5(a ) of the CRA Regulation
Author (Corp. Body): European Securities and Markets Authority | European Banking Authority | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC/DP/2014/01
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial intermediation
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Joint committee consultation paper on guidelines for cross-selling practices
Author (Corp. Body): European Securities and Markets Authority | European Banking Authority | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC/CP/2014/05
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
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