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241 entries found on 13 pages. starting on record 161 ending on 180

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Title: Joint consultation paper : draft implementing technical standards on the allocation of credit assessments of ECAIs to an
objective scale of credit quality steps under Article 109 (a) of Directive 2009/138/EC
Author (Corp. Body): European Securities and Markets Authority | European Banking Authority | European Insurance and Occupational Pensions Authority
Year: 2015
ISBN / ISSN / Kat.Nr: JC/CP/2015/001
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Joint Committee report on securitisation : 12 May 2015
Abstract
This report focuses on the linkages between the due diligence requirements which apply to investors and the disclosure requirements which apply to the issuer, originator and sponsor. This is in order to highlight whether investors are effectively protected and whether the supervision framework is appro-priate to support the redevelopment of the securitisation in the EU sought by market participants and EU policymakers. To this end, the report addresses the following issues:i) the nature and content of the due diligence and disclosure requirements,ii) the parties to which the disclosure and due diligence requirements applyiii) the methods used for the adequate disclosure, reporting and enforcement in cases of non-compliance. The report also covers a number of other transversal issues, such as the differences in the definitions of securitisation across EU legislative texts.[Author vide Copyright]
Author (Corp. Body): European Banking Authority | European Insurance and Occupational Pensions Authority | European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: JC 2015 022
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionFiscal Policy
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Questions and answers : draft guidelines for the assessment of knowledge and competence
Abstract
The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop guidelines specifying criteria for the assessment of knowledge and competence of the investment firm’s personnel giving investment advice or information about financial instruments, investment services or ancillary services to clients on behalf of the investment firm to fulfil their obligations under Article 24 and Article 25.In accordance with Article 16(2) of the ESMA Regulation, this paper sets out, for consultation, draft ESMA guidelines on certain aspects of MiFID II for the assessment of knowledge and competence.ESMA considers that these guidelines will establish a knowledge and competence framework that will set principles for individuals in MiFID firms that give investment advice or information about financial instruments, investment services or ancillary services to clients on behalf of the investment firm.The purpose of these guidelines is to improve investor protection by increasing the knowledge and competence of individuals in investment firms providing services to clients. [Author vide Copyright]
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: 2015/ESMA/753
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: InvestmentInvestment policy
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and
trade repositories (EMIR)
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: 2015/ESMA/775
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: InvestmentInvestment policy
Subject: Investments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID)
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/675
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial derivativeFiscal Policy
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Consultation Paper : Clearing Obligation under EMIR (no. 4)
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/807
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Financial derivativefinancial crisisrisk
Subject: Public finance. Taxation
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Early legal review of ESMA's draft technical standards [Letter to the European Commission]
Author: Maijoor, Steven J. ; 171568656
Contributer: European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/841
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Questions and answers : application of the AIFMD [mai 2015 update]
Series Title: European Securities and Markets Authority - ESMA questions and answers
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: 2015/ESMA/850
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: InvestmentInvestment policy
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: A contribution to the Green Paper "Building a Capital Markets Union ” (CMU) [Part 1-3]
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/SMSG/017
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Opinion on the composition of CCP colleges under EMIR
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/838
Language: en
Ressource: Einzelne Berichte, Studien
Subject: Public finance. Taxation
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: ESMA response to the Commission Green Paper on Building a Capital Markets Union
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/855 | ESMA/2015/856 | ESMA/2015/856 Ann1
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: EU countriescapital market
Subject: Financial institutions. Credit systems. Payment systemsInvestment returns. Financial market. Interest rates
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: ESMA response to the European Commission consultation on the review of the Prospectus Directive
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/857
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: EU countriescapital market
Subject: Financial institutions. Credit systems. Payment systemsInvestment returns. Financial market. Interest rates
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: ESMA response to the European Commission consultation on “An EU framework for simple, transparent and standardised
securitisation”
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/858
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: EU countriescapital marketsecuritytransparency
Subject: Financial institutions. Credit systems. Payment systemsInvestment returns. Financial market. Interest rates
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Opinion : impact of Regulation 648/2012 on Articles 50(1)(g) (iii) and 52 and of Directive 2009/65/EC for
over-the-counter financial derivative transactions that are centrally cleared
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/880
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: EU countriesFinancial marketRegulation
Subject: Financial institutions. Credit systems. Payment systemsInvestment returns. Financial market. Interest rates
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: ESMA risk dashboard : no. 2, 2015
Series Title: European Securities and Markets Authority - ESMA risk dashboard ; 2015,2
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/909
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: Financial market
Subject: Investments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authortity (http://www.esma.europa.eu/)
Title: ESMA annual report 2014
Series Title: European Securities and Markets Authority - Annual and half yearly reports ; 2014
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: EU countriesFinancial marketFiscal Policy
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authorities (http://www.esma.europa.eu/)
Title: ESMA strategic orientation 2016-2020
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/935
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: EU countriesFinancial marketFiscal Policy
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authorities (http://www.esma.europa.eu/)
Title: Technical discussion paper : risk, performance scenarios and cost disclosures in key information documents for Packaged
Retail and Insurance-based Investment Products (PRIIPs)
Author (Corp. Body): European Banking Authority | European Securities and Markets Authority | European Insurance and Occupational Pensions Authority
Year: 2015
ISBN / ISSN / Kat.Nr: JC DP 2015 01
Ressource: Einzelne Berichte, Studien
Keyword: EUfinancial marketfiscal policyrisk
Subject: Public finance. State aid
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Leitlinien zu den Informationen, die der ESMA regelmäßig von Ratingagenturen vorzulegen sind
Title (other): Guidelines on periodic information to be submitted to ESMA by Credit Rating Agencies | Orientations sur les informations
périodiques à transmettre par les agences de notation de crédit à l’AEMF
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: AEMF/2015/609 | ESMA/2015/609
Language: en | de | fr
Ressource: Einzelne Berichte, Studien
Keyword: Financial marketinformation exchange
Subject: Public finance. Taxation
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
Title: Decision of the Board of Supervisors : decision to adopta supervisory measure taking the form of a public not ice and to
impose a fine in accordance with Article 23e(5), 24, 36a and 36c of Regulation (EC) No 1060/2009 of the European
Parliament and of the Council of 16 September 2009 on credit rating agencies
Author (Corp. Body): European Securities and Markets Authority
Year: 2015
ISBN / ISSN / Kat.Nr: ESMA/2015/1048
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: EU countriesFinancial marketRegulation
Subject: Financial institutions. Credit systems. Payment systemsInvestment returns. Financial market. Interest rates
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/)
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