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241 entries found on 13 pages. starting on record 161 ending on 180
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Title: Joint consultation paper : draft implementing technical standards on the allocation of credit assessments of ECAIs to an
objective scale of credit quality steps under Article 109 (a) of Directive 2009/138/EC |
Author (Corp. Body): European Securities and Markets Authority | European Banking Authority | European Insurance and Occupational Pensions Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: JC/CP/2015/001 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/) |
Title: Joint Committee report on securitisation : 12 May 2015 |
Abstract This report focuses on the linkages between the due diligence requirements which apply to investors and the disclosure requirements which apply to the issuer, originator and sponsor. This is in order to highlight whether investors are effectively protected and whether the supervision framework is appro-priate to support the redevelopment of the securitisation in the EU sought by market participants and EU policymakers. To this end, the report addresses the following issues:i) the nature and content of the due diligence and disclosure requirements,ii) the parties to which the disclosure and due diligence requirements applyiii) the methods used for the adequate disclosure, reporting and enforcement in cases of non-compliance. The report also covers a number of other transversal issues, such as the differences in the definitions of securitisation across EU legislative texts.[Author vide Copyright] |
Author (Corp. Body): European Banking Authority | European Insurance and Occupational Pensions Authority | European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: JC 2015 022 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Keyword: Banking supervisionFiscal Policy |
Subject: Financial institutions. Credit systems. Payment systems |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/) |
Title: Questions and answers : draft guidelines for the assessment of knowledge and competence |
Abstract The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop guidelines specifying criteria for the assessment of knowledge and competence of the investment firms personnel giving investment advice or information about financial instruments, investment services or ancillary services to clients on behalf of the investment firm to fulfil their obligations under Article 24 and Article 25.In accordance with Article 16(2) of the ESMA Regulation, this paper sets out, for consultation, draft ESMA guidelines on certain aspects of MiFID II for the assessment of knowledge and competence.ESMA considers that these guidelines will establish a knowledge and competence framework that will set principles for individuals in MiFID firms that give investment advice or information about financial instruments, investment services or ancillary services to clients on behalf of the investment firm.The purpose of these guidelines is to improve investor protection by increasing the knowledge and competence of individuals in investment firms providing services to clients. [Author vide Copyright] |
Series Title: European Securities and Markets Authority - ESMA questions and answers |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: 2015/ESMA/753 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Keyword: InvestmentInvestment policy |
Subject: Financial institutions. Credit systems. Payment systemsFinancing. Private finance. Financial policy |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Questions and answers : implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and
trade repositories (EMIR) |
Series Title: European Securities and Markets Authority - ESMA questions and answers |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: 2015/ESMA/775 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Keyword: InvestmentInvestment policy |
Subject: Investments. Investment policy |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID) |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/675 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Keyword: Financial derivativeFiscal Policy |
Subject: Financial institutions. Credit systems. Payment systems |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Consultation Paper : Clearing Obligation under EMIR (no. 4) |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/807 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Keyword: Financial derivativefinancial crisisrisk |
Subject: Public finance. Taxation |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Early legal review of ESMA's draft technical standards [Letter to the European Commission] |
Author: Maijoor, Steven J. ; 171568656 |
Contributer: European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/841 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Subject: Financial institutions. Credit systems. Payment systems |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: A contribution to the Green Paper "Building a Capital Markets Union (CMU) [Part 1-3] |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/SMSG/017 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Subject: Financial institutions. Credit systems. Payment systems |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Opinion on the composition of CCP colleges under EMIR |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/838 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Subject: Public finance. Taxation |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: ESMA risk dashboard : no. 2, 2015 |
Series Title: European Securities and Markets Authority - ESMA risk dashboard ; 2015,2 |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/909 |
Language: en |
Ressource: Einzelne Arbeitspapiere, Preprints |
Keyword: Financial market |
Subject: Investments. Investment policy |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authortity (http://www.esma.europa.eu/) |
Title: Technical discussion paper : risk, performance scenarios and cost disclosures in key information documents for Packaged
Retail and Insurance-based Investment Products (PRIIPs) |
Author (Corp. Body): European Banking Authority | European Securities and Markets Authority | European Insurance and Occupational Pensions Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: JC DP 2015 01 |
Ressource: Einzelne Berichte, Studien |
Keyword: EUfinancial marketfiscal policyrisk |
Subject: Public finance. State aid |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Leitlinien zu den Informationen, die der ESMA regelmäßig von Ratingagenturen vorzulegen sind |
Title (other): Guidelines on periodic information to be submitted to ESMA by Credit Rating Agencies | Orientations sur les informations
périodiques à transmettre par les agences de notation de crédit à lAEMF |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: AEMF/2015/609 | ESMA/2015/609 |
Language: en | de | fr |
Ressource: Einzelne Berichte, Studien |
Keyword: Financial marketinformation exchange |
Subject: Public finance. Taxation |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |
Title: Decision of the Board of Supervisors : decision to adopta supervisory measure taking the form of a public not ice and to
impose a fine in accordance with Article 23e(5), 24, 36a and 36c of Regulation (EC) No 1060/2009 of the European
Parliament and of the Council of 16 September 2009 on credit rating agencies |
Author (Corp. Body): European Securities and Markets Authority |
Year: 2015 |
ISBN / ISSN / Kat.Nr: ESMA/2015/1048 |
Language: en |
Ressource: Einzelne Berichte, Studien |
Keyword: EU countriesFinancial marketRegulation |
Subject: Financial institutions. Credit systems. Payment systemsInvestment returns. Financial market. Interest rates |
Countries Scheme: Europe. General Resources |
Online Ressource: vorübergehend nicht erreichbar! |
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Securities and Markets Authority (http://www.esma.europa.eu/) |