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108 entries found on 6 pages. starting on record 1 ending on 20

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Title: Cooperation in international banking supervision
Abstract
This paper analyzes cooperation between sovereign national authorities in the supervision and regulation of a multinational bank. We take a political economy approach to regulation and assume that supervisors maximize the welfare of their own country. The communication between the supervisors is modeled as a "cheap talk"game. We show that: (1) unless the interests of the countries are perfectly aligned, Þrst best closure regulation cannot be implemented; (2) the more aligned the interests are, the higher is welfare; (3) the bank can allocate its investments strategically across countries to escape closure. [Cornelia Holthausen and Thomas Rønde]
Author: Holthausen, Cornelia | Rønde, Thomas
Series Title: Working paper series / European Central Bank ; 316
Publisher: European Central Bank
Year: 2004
Language: en
Ressource: Einzelne Arbeitspapiere, Preprints
Keyword: Banking supervisionMultinational bankInternational cooperationTheoryWorld
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: Europäische Zentralbank (http://www.ecb.int)
Title: Decision of the European Banking Authority on reporting by competent authorities to the EBA
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/DC/090
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionEU countriesCompetence
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Decision of the European Banking Authority adopting the Rules of Procedure for the settlement of disagreements between
competent authorities
Series Title: Decisions of the European Banking Authority
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/DC/2014/091
Language: en
Ressource: Normen und Standards
Keyword: Banking supervisionCompetenceEU
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: EBA final draft regulatory technical standard : on additional liquidity outflows corresponding to collateral needs
resulting from the impact of an adverse market scenario on the institution’s derivatives transactions, financing
transactions and other contracts for liquidity reporting under Article 423(3) of Regulation (EU) No 575/2013 (Capital
Requirements Regulation CRR)
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/RTS/2014/05
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionliquidity
Subject: Public finance. TaxationInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: EBA final draft regulatory technical on derogations for currencies with constraints on the availability of liquid assets
under Article 419(5) of Regulation (EU) No 575/2013 (Capital Requirements Regulation – CRR)
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/RTS/2014/04
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionliquidity
Subject: Public finance. TaxationFinancial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Consultation paper : Draft regulatory technical standards on the margin periods for risk used for the treatment of
clearing members' exposures to clients under Article 304(5) of Regulation (EU) No 575/2013
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/CP/2014/01
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionbankcredit institutionrisk
Subject: Public finance. TaxationFinancial institutions. Credit systems. Payment systemsInvestments. Investment policy
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Consultation paper : draft guidelines on the data collection exercise regarding high earners
Abstract
The European Banking Authority (EBA) is updating its ‘Guidelines on the data collection exercise for high earners’, which was originally published on 27 July 2012, following the changes to the reporting requirements set out in Directive 2013/36/EU. The changes are necessary to adopt the changed requirements of the Directive, and some additional clarifications have also been given to ensure high quality of the data collected. The template has also been updated to better align with the data collected in the remuneration benchmarking exercise. Therefore the EBA is consulting on the updated Guidelines only for a limited time period of one month.Directive 2013/36/EU requires the national competent authorities to collect information on the number of natural persons per institution remunerated EUR 1 million or more per financial year, in pay brackets of EUR 1 million, including their job responsibilities, the business area and the main elements of the salary, bonus, long-term award and pension contribution. Therefore, the data on high earners needs to be collected in a more granular manner than under the previous framework with regard to the need to collect the information in pay brackets of EUR 1 million and additional information on their job responsibilities. A new template for the collection of data has been provided in this Consultation Paper.The information collected by the competent authorities has to be forwarded to the European Banking Authority (EBA), which will publish the data on an aggregate home Member State basis in a common reporting format. The new reporting format will apply for the collection of data on high earners as from the financial year 2013.[Author vide Copyright]
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/CP/2014/05
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionData processing
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Guidelines on disclosure of indicators of global systemic importance
Abstract
Pursuant to Article 131(1) of Directive 2013/36/EU (‘the Directive’), competent or designated authorities in the Member States shall identify European banks that represent a higher risk to the global financial system as Global systemically important institutions (G-SIIs).Article 441 of Regulation (EU) No 575/2013 (the ‘Regulation’) requires G-SIIs to make public the values used for the identification and scoring process in accordance with certain uniform formats and dates specified in the draft ITS. To ensure a transparent identification process and a level playing field, especially prior to the identification of any G SIIs, and to enable Member States’ authorities to inform themselves about the data of banks authorised in other Member States in the identification process, pursuant to these Guidelines other large entities with an overall exposure exceeding EUR 200 billion, which fall into the scope of Article 131(1) of Directive 2013/36/EU and are potentially systemically important, will also be subject to the same disclosure requirement.In addition, the Guidelines contain detailed instructions for each of the data points included in the template.[Author vide Copyright]
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/GL/2014/02
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervision
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: EBA final draft regulatory technical standards on the methodology for the identification of global systemically
important institutions (G-SIIs) under Article 131 of Directive 2013/36/EU
Abstract
Pursuant to Article 131(1) of Directive 2013/36/EU (‘the Directive’), competent or designated authorities in the Member States will identify European banks representing a higher risk to the global financial system as Global systemically important institutions (G-SIIs). For G-SIIs, higher own funds requirements will apply depending on their systemic relevance, according to which they will be allocated to sub-categories (‘buckets’). Whilst the Directive outlines certain basic principles of the methodology for identifying G-SIIs and allocating them to subcategories, Article 131(18) sets out a mandate for the present draft RTS to specify this methodology further.The Directive and these draft RTS require Member States’ authorities to take into account internationally agreed standards for the identification of systemically important institutions. In particular, this means the framework for global systemically important financial institutions established by the Financial Stability Board and developed by the Basel Committee on Banking Supervision (BCBS). The Directive and the further specification of the methodology are designed so that data reported by EU and non-EU banks for the BCBS identification process can also be used for identification pursuant to the Directive. Member States’ authorities should ensure that the data are identical to those used by the BCBS.Every year, Member States’ authorities will calculate a score for each bank to measure its systemic significance. The Directive defines five categories of indicators to be used in this scoring process and these draft RTS specify 12 (sub)-indicators that fall into these categories. In addition, authorities are required to apply the same parameters for calculation and allocation to subcategories: for each year, ‘denominators’ calculated on the basis of indicator data taken from a sample of large EU and non-EU banks to normalise the indicator values and make the scores comparable, and cut-off scores between the subcategories.The indicators are designed to reflect
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/RTS/2014/07
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionindicator
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Autority (http://www.eba.europa.eu/)
Title: EBA final draft implementing technical standards on uniform standards for the disclosure of indicators used for
determining the score of G-SIIs under Article 441 of Regulation (EU) No 575/2013
Abstract
Pursuant to Article 131(1) of Directive 2013/36/EU (‘the Directive’), competent or designated authorities in the Member States will identify European banks representing a higher risk to the global financial system as Global systemically important institutions (G-SIIs).Article 441 of Regulation (EU) 575/2013 (the ‘Regulation’) requires G-SIIs to make public the values used for the identification and scoring process in accordance with certain uniform formats and dates specified in these draft ITS. The draft ITS require disclosure of the full template used in this context.The ITS are supplemented by EBA guidelines on the disclosure of indicators of global systemic importance (‘the Guidelines’), which include detailed instructions on how to complete the data template in these draft ITS.The draft ITS must be submitted to the Commission by 1 July 2014.[Author vide Copyright]
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/ITS/2014/03
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervision
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: EBA final draft implementing thechnical standards on disclosure of the leverage ratio under Article 451(2) of Regulation
(EU) No 575/2013 (Capital Requirements Regulation – CRR)
Abstract
The Capital Requirements Regulation (‘CRR’) and the Capital Requirements Directive (‘CRD IV’) texts specify the calculation of the leverage ratio, the reporting of which has been applicable from 1 January 2014. In addition to supervisory reporting, Article 451(1) of the CRR requires institutions to disclose information on the leverage ratio. In accordance with point (2)(a) of Article 521(1) of the CRR, disclosure will be applicable from 1 January 2015. To harmonise disclosure, Article 451(2) of the CRR contains a mandate for the EBA to develop draft implementing technical standards (ITS). Against this backdrop, these draft ITS contain a uniform template and instructions for the disclosure of leverage ratio and its components.The European Commission has been empowered to enact a delegated act to change the calculation of the leverage ratio (Article 456(1)(j) of the CRR) before disclosure begins as of 1 January 2015. For this reason, the ITS in general, and the templates and instructions in particular, will be subject to future changes depending on the decisions made in the delegated act. A number of aspects, including the frequency of disclosure, are not included in the mandate given to the EBA. For some of these aspects, the EBA has been given the mandate to provide an evaluation in the impact report that is due by 31 October 2016 (Article 511(3)(h) of the CRR).[Author vide Copyright]
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/ITS/2014/04
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionliquidity
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Consultation paper on the draft guidelines on materiality, proprietary and confidentiality and on disclosure frequency
under Articles 432(1), 432(2) and 433 of Regulation (EU) 575/2013
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/CP/2014/09
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionproperty
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Fourth report on the consistency of risk weighted assets
Author (Corp. Body): European Banking Authority
Year: 2014
Language: en
Ressource: Einzelne Geschäfts- und Jahresberichte
Keyword: Banking supervisionRisk
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: EBA report : Benchmarking of remuneration practices on Union level
Author (Corp. Body): European Banking Authority
Year: 2014
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionBenchmarkingWage statisticscredit institution
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors
Abstract
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their Joint Committee final Report on guidelines for handling consumer complaints in the securities and banking sectors. The document aims to increase market confidence and for the benefit of consumers and firms alike it will ensure a harmonised approach to handling complaints for all 28 EU Member States and across all financial services sectors.The final report published today is part of the efforts of the European Supervisory Authorities to bring further supervisory convergence across the securities and banking sectors. It was developed on the basis of the existing complaints-handling guidelines established by EIOPA (the European Insurance and Occupational Pensions Authority) for the insurance sector. The report was launched for a public consultation last year and this final version takes into consideration the feedback received.ESMA and the EBA consider that these guidelines will ensure a consistent approach to complaints-handling across the EU. Consumers can purchase financial services and products in the investment, banking and insurance sectors across the entire EU Single Market and these guidelines will allow them to refer to a single set of complaints-handling arrangements. EU consumers will therefore be able to rely on the same approach irrespective of what type of product they have purchased and where they have purchased it.In addition to strengthening consumer protection -a key statutory objective for ESMA and for the EBA-, the guidelines will also allow firms, some of which sell products from more than one sector across the EU, to streamline and standardise their own complaints-handling arrangements. National regulators too will be able to supervise the same harmonised requirements across all sectors of financial services in their own jurisdictions.[European Securities and Markets Authority]
Author (Corp. Body): European Banking Authority | European Securities and Markets Authoities | European Insurance and Occupational Pensions Authority
Year: 2014
ISBN / ISSN / Kat.Nr: JC 2014 43
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervision
Subject: Financial institutions. Credit systems. Payment systems
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Empfehlung der EBA zur Verwendung der Rechtsträgerkennung (Legal Entity Identifier, LEI)
Title (other): Recommandation de l’ABE relative à l’utilisation de l’identifiant d’entité juridique (LEI)
Author (Corp. Body): European Banking Authority
Year: 2014
Language: de | fr
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisiondata exchangeidentificationcredit institution
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Consultation paper : draft regulatory technical standards on the sequential implementation of the standardised approach
under Articles 148(6), 150(5) of Regulation (EU) No 575/2013 (Capital Requirements Regulation - CRR)
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/CP/2014/10
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionBanking SystemEU countriescredit institution
Subject: Public finance. TaxationFinancial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Guidelines on harmonised definitions and templates for funding plans of credit institutions under recommendation A4 of
ESRB/2012/2
Abstract
These guidelines provide harmonised definitions and templates for the funding plans of credit institutions mainly as a response to the European Systemic Risk Board (ESRB) Recommendation 2012/02(1) on the funding of credit institutions and, in particular, Recommendation A.4, addressed to the EBA, to facilitate the reporting of funding plans.In summary, the EBA is introducing a set of templates in spreadsheet format that contain harmonised definitions of the data items to be reported by institutions to their competent authorities, and from the latter to the EBA. The set of templates and definitions will assist the competent authorities in assessing the feasibility of the funding plans of credit institutions, and their impact on the supply of credit to the real economy, as well as enabling the EBA to discharge its duty to coordinate the assessment of funding plans at Union level, and assess the viability of these plans for the Union banking system.To facilitate data collection and data transmission, and to set out clearly what data is required, the guidelines are accompanied by a draft data point model (DPM) that will be used to generate an associated XBRL typology.[Author vide Copyright]
Author (Corp. Body): European Banking Authority
Year: 2014
ISBN / ISSN / Kat.Nr: EBA/GL/2014/04
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisionReportingEU countriescredit institution
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: The Banking Stakeholder Group comments to the EBA consultation paper on draft regulatory technical standards on own
funds under Articles 33(2), 69a(6) and 79(3) of the draft Capital Requirements Regulation (CRR)- Part III
(EBA/CP/2013/17)
Author (Corp. Body): European Banking Authority
Year: 2013
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervision
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
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Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
Title: Banking Stakeholder Group comments on EBA draft regulatory technical standards on the conditions for assessing the
materiality of extensions and changes of internal approaches when calculating own funds requirement for credit, market
and operational risk under articles 138(5), 301(3)(a) and 352(3)(a) of CRR (EBA/CP/2013/02)
Author (Corp. Body): European Banking Authority
Year: 2013
Language: en
Ressource: Einzelne Berichte, Studien
Keyword: Banking supervisioncredit institution
Subject: Financial institutions. Credit systems. Payment systems
Countries Scheme: Europe. General Resources
Online Ressource: vorübergehend nicht erreichbar!
Bitte beachten Sie die urheberrechtlichen Bedingungen der Dokumentenbenutzung / Please observe the copyright when accessing the document | Quelle / Source: European Banking Authority (http://www.eba.europa.eu/)
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